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Senior Business Analyst - Trade Compliance ($60-75k + bonus)

Job description

A leading investment firm is now looking for a Senior Business Analyst to join trade compliance team.

This role will be sitting at business team.

Responsibilities

  • Conduct data reporting related to investment trading to ensure compliance with regulatory standards.
  • Lead workflow automation initiatives to streamline processes and improve efficiency.
  • Serve as the system owner, managing various technology systems and ensuring they meet business needs.
  • Collaborate with stakeholders to gather requirements and translate them into technical solutions.
  • Conduct data reporting related to investment trading to ensure compliance with regulatory standards, including trade compliance reporting.
  • Conduct User Acceptance Testing (UAT) to validate system changes and ensure they meet business requirements before deployment.

Qualifications

  • Bachelor's Degree in Computer Science, Finance or relevant
  • Minimum 8+ years of experience in financial industry, or from Big 4 with compliance background
  • Proven experience as a Business Analyst in a financial services background, ideally with brief knowledge in compliance technology
  • Qualified/certified in PMP, FRM, CFA, CCEP or relevant
  • Familiarity with compliance and investment trading processes.
  • Strong data reporting skills, with experience in relevant tools and technologies.
  • Proficiency in Python is highly desirable for automation and data analysis tasks.
  • Fluency in both Cantonese and English is required for effective communication with stakeholders and team members.