VP, Trade Surveillance

Job description

Our client, a leading investment banking group, is looking for a high calibre VP, Trade Surveillance Compliance to join their team.

Responsibilities:

Perform trade surveillance for mixed range of products: Equities, FX, FICC by reviewing systems via SMARTS and Actimize

Liaise with various business stakeholders and prepare SFC 181 and SFC 182 filings

Update and enhance the surveillance framework program

Carry out investigation and provide surveillance statistics to management

Requirements:

Minimum of 6 years experience within compliance industry

Strong knowledge in trade surveillance and monitoring

Expsorue with surveillance and case management systems such as SMARTS and Actimize

Good command of English

Interested parties, please click "Apply Now" or send your application directly to elaine.chu@ambition.com.hk