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VP, Regulatory Compliance (Global Markets)

Job description

Our client, a leading investment banking group, is looking for a VP, Regulatory Compliance to join their team.


Support regulatory requests and manage the bank's relationship with HK regulators

Support regulatory requests and assist bank initiatives

Carry out key risk risk areas for banks and work with regional/global teams to implement policies/procedures

Familiar with licensing, registration and cross border regulations


Knowledge of banking and securities regulations relating to investment banking

Experience in dealing with HK regulators

Detail oriented and solid communication skills

Good knowledge of HK licensing

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