VP, Regulatory Compliance
Location: | Hong Kong |
Contract Type: | Permanent |
Specialisation: | Banking & Financial Services |
Salary: | HK$600000 - HK$1000000 per annum |
REF: | BBBH247011_1615192151 |
Our client, a newly licensed asset manager, is looking for a VP, Compliance to join their dynamic team.
Responsibilities:
Draft, review and negotiate transactions with the assistance of the COO
Liaise with SFC and regulatory bodies regarding inspections, reports and licensing matters
Provide compliance training for the business and prepare staff manuals as required
Familiar with SFC licensing requirements and keep staff abreast new regulatory changes
Handle compliance cases and supervise SFC license holder's requirements for training
Requirements:
University degree from a related discipline
5+ years of compliance experience within SFC regulated firms
Good team work and interpersonal skills
Good Chinese and English skills
Contact Elaine CHU on (852) 3103 4366 or elaine.chu@ambition.com.hk / APPLY NOW by clicking the button below
