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Senior Regulatory Compliance Manager

Job description

Our client, a leading banking group, is looking for a Senior Regulatory Manager to assist with their team expansion.


  • Develop and implement company-wide regulatory compliance policies and procedures
  • Provide guidance and support to all departments in understanding and complying with regulatory requirements
  • Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance
  • Develop and deliver compliance training to employees
  • Ensure that the company's products and services meet all applicable regulatory requirements
  • Stay up-to-date with changes in regulatory requirements and ensure that the company is prepared to meet new obligations
  • Manage relationships with regulatory agencies and respond to inquiries and requests for information
  • Lead investigations of potential compliance violations and develop corrective action plans as needed
  • Collaborate with cross-functional teams to ensure that compliance requirements are incorporated into new products and services
  • Prepare and submit regulatory reports and filings as required


  • Bachelor's degree in a relevant field (e.g. business, law, regulatory compliance)
  • 7+ years of experiencein regulatory compliance
  • Strong knowledge of applicable regulations and standards
  • Excellent leadership and communication skills, with the ability to influence and collaborate with cross-functional teams
  • Experience managing relationships with regulatory agencies and responding to inquiries and requests for information
  • Demonstrated ability to conduct compliance audits, risk assessments, and investigations
  • Strong problem-solving skills and ability to develop and implement effective corrective action plans
  • Ability to work independently and manage multiple projects simultaneously
  • Strong attention to detail and ability to analyze complex information
  • Experience with regulatory filings and reporting

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