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Manager/ Senior Manager, Compliance (Asset Management)

Job description

Our client, a leading PRC asset manager, is looking for a high calibre Manager/ Senior Manager, Compliance to join their expanding team.


Job Duties

  • Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued by the regulators for licensed persons
  • Assist in handling licence applications and providing advice on licensing issues
  • Assist in reviewing and revising business plan for approval by regulators
  • Assist in reviewing and revising compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes
  • Ad hoc projects assigned by superiors


Job Requirements

  • Degree in Law, Finance, Accountancy or related professional qualifications
  • At least 5 years of relevant experience gained from sizable financial institution
  • Self-motivated, well-organized and detail-minded
  • Good command of spoken and written English and fluent spoken Mandarin

Contact Elaine CHU on (852) 3103 4366 or elaine.chu@ambition.com.hk / APPLY NOW by clicking the button below