Manager/ Senior Manager, Compliance (Asset Management)

Our client, a leading PRC asset manager, is looking for a high calibre Manager/ Senior Manager, Compliance to join their expanding team.

Job Duties

• Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued by the regulators for licensed persons
• Assist in handling licence applications and providing advice on licensing issues
• Assist in reviewing and revising business plan for approval by regulators
• Assist in reviewing and revising compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes
• Ad hoc projects assigned by superiors

Job Requirements

• Degree in Law, Finance, Accountancy or related professional qualifications
• At least 5 years of relevant experience gained from sizable financial institution
• Self-motivated, well-organized and detail-minded
• Good command of spoken and written English and fluent spoken Mandarin

Contact Elaine CHU on (852) 3103 4366 or elaine.chu@ambition.com.hk / APPLY NOW by clicking the button below