Manager/ Senior Manager, Compliance (Asset Management)
| Location: | Hong Kong, Hong Kong S.A.R |
| Contract Type: | Permanent |
| Specialisation: | Banking & Financial Services |
| Salary: | Negotiable |
| REF: | BBBH249429_1624866198 |
Our client, a leading PRC asset manager, is looking for a high calibre Manager/ Senior Manager, Compliance to join their expanding team.
Job Duties
- Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued by the regulators for licensed persons
- Assist in handling licence applications and providing advice on licensing issues
- Assist in reviewing and revising business plan for approval by regulators
- Assist in reviewing and revising compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes
- Ad hoc projects assigned by superiors
Job Requirements
- Degree in Law, Finance, Accountancy or related professional qualifications
- At least 5 years of relevant experience gained from sizable financial institution
- Self-motivated, well-organized and detail-minded
- Good command of spoken and written English and fluent spoken Mandarin
Contact Elaine CHU on (852) 3103 4366 or elaine.chu@ambition.com.hk / APPLY NOW by clicking the button below
