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- Posted 26 February 2021
- SalaryHK$600000.00 - HK$800000 per annum
- LocationHong Kong S.A.R
- Job type Permanent
- DisciplineBanking & Financial Services
- ReferenceBBBH239061_1614321520
Manager, Regulatory Compliance
Job description
Our client, a leading PRC investment banking group, is looking for a Manager, Regulatory Compliance to join their expanding team.
Responsibilties:
Ensure the company's policies and procedures adheres to regulatoy requirements
Review and maintain compliance related policies and manuals
Provide compliance advice and solutions in relation to equities and trading
Assist to implement compliance programs
Carry out compliance tasks related to licensing and AML/KYC related matters
Requirements:
Degree graduate from a related discipline
At least 3-5 years of compliance experiences within other brokerages or investment banks
Good command of English and Chinese
Solid knowledge in Powerpoint and Excel
Interested parties, please click "Apply Now" or send your application directly to elaine.chu@ambition.com.hk