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- Posted 16 November 2021
- SalaryHK$40000 - HK$50000.00 per annum
- LocationHong Kong
- Job type Permanent
- DisciplineBanking & Financial Services
- ReferenceBBBH252782_1637062528
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Manager, Investment Compliance
Job description
Our client is amongst the leading investment groups based in Hong Kong with a wide range of large-scale investment portfolios and upcoming projects across the region. With their team expanding readily, they are looking for a Manager, Investment Compliance.
Responsibilities:
- To develop, test and implement pre-trade and post trade compliance rules in Bloomberg and Portia system as per the investment mandate of the portfolio and regulatory requirements
- To participate in User Acceptance Testing (UAT) on system automation/enhancements
- To review and carry out due diligence check on counterparts and handle KYC / AML enquiries
- Coordinate in investment products launch and registration with relevant regulators
- Review and update internal policies and procedures in accordance with regulatory and internal requirements
- Review marketing materials of investment products prior to distribution to clients
Requirements:
- 4 years+ of experience in financial services environment (preferably in asset management compliance)
- Strong analytical and problem-solving abilities and attention to detail
- Strong oral and written communication and presentation skills
- A team player with good interpersonal skills, assertiveness, and ability to work independently
- Strong Microsoft Office knowledge, including Excel and Microsoft Access