KYC & Client Onboarding, Associate (Investment Bank)

Client Onboarding and KYC Management: Oversee the client onboarding process and new account openings, facilitating the KYC process end-to-end, including ownership structure analysis and compliance checks.

Client Due Diligence: Conduct thorough client checks, including AML/KYC screenings, World-Check assessments, and compliance with regulatory requirements such as CRS and FATCA.

Documentation and Compliance: Review account documentation for new and existing accounts, working closely with Legal and Compliance to ensure adherence to regulatory controls.

High-Risk Account Oversight: Perform enhanced due diligence for high-risk accounts and politically exposed persons (PEPs), compiling escalations for the Compliance team.

Stakeholder Communication: Maintain proactive communication with key stakeholders, including the Front Office and clients, regarding AML/KYC inquiries and account maintenance requests.