ED, Regulatory Compliance

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Up to HK$2000000.00 per annum
REF: BBBH243207_1601285433

Our client, a leading investment bank, is looking for an ED, Regulatory Compliance to assist their growing business.

Responsibilities:

Assisting the Head of Compliance, the successful candidate will be providing compliance advisory to Sales and Trading desks and their support functions

Review new product/ business requests in accordance to the latest regulatory requirements

Liaise with business stakeholders, auditors and regulators for compliance inquiries

Provide training and guidance to junior members of the team

Requirements:

University graduate from a related discipline (Legal, Finance, Accounting etc.)

8+ years of working in global markets compliance with equities or fixed income business knowledge

Strong command of English and Chinese

Fast-paced with managerial experiences

Interested parties, please click "Apply Now" or send your application directly to elaine.chu@ambition.com.hk