ED, Regulatory Compliance

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Up to HK$2000000.00 per annum
REF: BBBH243207_1601285433

Our client, a leading investment bank, is looking for an ED, Regulatory Compliance to assist their growing business.


Assisting the Head of Compliance, the successful candidate will be providing compliance advisory to Sales and Trading desks and their support functions

Review new product/ business requests in accordance to the latest regulatory requirements

Liaise with business stakeholders, auditors and regulators for compliance inquiries

Provide training and guidance to junior members of the team


University graduate from a related discipline (Legal, Finance, Accounting etc.)

8+ years of working in global markets compliance with equities or fixed income business knowledge

Strong command of English and Chinese

Fast-paced with managerial experiences

Interested parties, please click "Apply Now" or send your application directly to elaine.chu@ambition.com.hk