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Compliance Associate/ Senior Associate

Job description

Our client is a global asset management. Due to expansion, they are looking for an investment compliance associate to join the team.

Responsibilities:

  • Conduct pre-trade and post-trade compliance monitoring
  • Ensure relevant investment restrictions are coded on Bloogberg AIM
  • Perform trade surveillance and disclosure of interest monitoring
  • Prepare compliance and related reports
  • Support the Asia Pacific Investment Compliance team and liaise with other office on compliance issues

Requirements:

  • University graduated in business administration, finance and accounting, risk management, laws or other related disciplines
  • 2 years' experience in compliance and financial institution
  • Proficient in English and Chinese
  • Knowledgeable on Bloomberg AIM