Compliance Associate/ Senior Associate

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$30000.00 - HK$40000.00 per month
REF: BBBH245959_1613469374

Our client is a global asset management. Due to expansion, they are looking for an investment compliance associate to join the team.


  • Conduct pre-trade and post-trade compliance monitoring
  • Ensure relevant investment restrictions are coded on Bloogberg AIM
  • Perform trade surveillance and disclosure of interest monitoring
  • Prepare compliance and related reports
  • Support the Asia Pacific Investment Compliance team and liaise with other office on compliance issues


  • University graduated in business administration, finance and accounting, risk management, laws or other related disciplines
  • 2 years' experience in compliance and financial institution
  • Proficient in English and Chinese
  • Knowledgeable on Bloomberg AIM