Compliance Associate/ Senior Associate

Our client is a global asset management. Due to expansion, they are looking for an investment compliance associate to join the team.

Responsibilities:

Conduct pre-trade and post-trade compliance monitoring
Ensure relevant investment restrictions are coded on Bloogberg AIM
Perform trade surveillance and disclosure of interest monitoring
Prepare compliance and related reports
Support the Asia Pacific Investment Compliance team and liaise with other office on compliance issues

Requirements:

University graduated in business administration, finance and accounting, risk management, laws or other related disciplines
2 years' experience in compliance and financial institution
Proficient in English and Chinese
Knowledgeable on Bloomberg AIM