Compliance Associate/ Senior Associate
| Location: | Hong Kong |
| Contract Type: | Permanent |
| Specialisation: | Banking & Financial Services |
| Salary: | HK$30000.00 - HK$40000.00 per month |
| REF: | BBBH245959_1609846908 |
Our client is a global asset management. Due to expansion, they are looking for an investment compliance associate to join the team.
Responsibilities:
- Conduct pre-trade and post-trade compliance monitoring
- Ensure relevant investment restrictions are coded on Bloogberg AIM
- Perform trade surveillance and disclosure of interest monitoring
- Prepare compliance and related reports
- Support the Asia Pacific Investment Compliance team and liaise with other office on compliance issues
Requirements:
- University graduated in business administration, finance and accounting, risk management, laws or other related disciplines
- 2 years' experience in compliance and financial institution
- Proficient in English and Chinese
- Knowledgeable on Bloomberg AIM
