Compliance Associate (SFC)

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$16000.00 - HK$20000.00 per month
REF: BBBH238992_1612176804

Our client is an full SFC license corp in Hong Kong. They are looking for a compliance assistant to join their compliance team.

Responsibilities:

  • Assist in compliance, risk monitoring and internal control reviews
  • Handle day-to-day compliance tasks and make sure the company is complying with the SFC regulations and rules
  • Provide compliance advisory to the business unit
  • Monitor the trading patterns of the targeted SFC license representatives

Requirements:

  • Diploma or Degree Holder in Accounting, Finance, Law or related disciplines
  • 1-year experience in banking or securities or brokerage
  • Proficient in English and Chinese