Compliance Associate (SFC)
| Location: | Hong Kong |
| Contract Type: | Permanent |
| Specialisation: | Banking & Financial Services |
| Salary: | HK$16000.00 - HK$20000.00 per month |
| REF: | BBBH238992_1612176804 |
Our client is an full SFC license corp in Hong Kong. They are looking for a compliance assistant to join their compliance team.
Responsibilities:
- Assist in compliance, risk monitoring and internal control reviews
- Handle day-to-day compliance tasks and make sure the company is complying with the SFC regulations and rules
- Provide compliance advisory to the business unit
- Monitor the trading patterns of the targeted SFC license representatives
Requirements:
- Diploma or Degree Holder in Accounting, Finance, Law or related disciplines
- 1-year experience in banking or securities or brokerage
- Proficient in English and Chinese
