Compliance Associate, Securities firm, Immed start

Location: Hong Kong, Hong Kong S.A.R
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$20000 - HK$35000 per month
REF: BBBH250132_1630409176

Our client is a well-established financial institution with a strong presence in Hong Kong. With their team expanding, they are looking for a market surveillance professional to join them with a 1-year direct contract.

Job Responsibilities

  • Perform daily surveillance alerts and manage market violations in equity derivatives products.
  • Investigate market misconduct cases and suspicious activities including insider trading, market manipulation and avoid conflict of interest.
  • Analyse investigation cases and review trading activities to ensure compliance with trading rules.
  • Assist in special projects and initiatives, including revamp of surveillance system.

Requirements

  • Bachelor's degree in Business administration, computer science or relevant disciplines
  • Experience in market surveillance with knowledge in derivatives
  • Experience in sustenance system project with SMARTS is highly preferred.
  • Good communication skills in English and Chinese