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Associate - Market Surveillance and Monitoring (Contract)

Job description

Associate - Market Surveillance and Monitoring (Contract)

Job Responsibilities:

  • Manage regular surveillance alerts and reports generated in platform for equities and derivatives products
  • Perform Investigation generated from alerts and handle referrals of suspicious actions
  • Provide support in market surveillance-related initiatives and systems enhancements
  • Handle UAT and implementation of surveillance systems
  • Perform monitoring of the Organisation's derivatives products

Job Requirements:

  • Minimum 4 year's relevant working experience in sizeable financial organisations
  • Adequate level of understanding in securities and derivatives markets
  • Relevant experience in adopting surveillance strategy or other surveillance related reporting platforms
  • Ability to work independently and with strong analytical skills
  • Proficiency in English and Chinese (Cantonese and Mandarin) is a must

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