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Asset Management, Control Room

Job description

Our client is an Asset Management firm in Hong Kong. They are looking for a Control Room. Compliance for their investment bank.

Responsibilities:

  • Responsible for all daily and main control room functions
  • Handle compliance matters related to Asset Management
  • Participate in compliance review, conflict checks and placing transaction review
  • Liaise with back office and research department for compliance related issue
  • Provide updates and training to colleagues for compliance policies and rules

Requirements:

  • University graduated in bachelor's degree in law, Accounting, Business or related discipline
  • 2 years' experience in compliance in bank, securities or asset management
  • Knowledgeable in investment bank or control room regulations
  • Proficient in English and Chinese