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- Posted 07 May 2021
- SalaryHK$1000000 - HK$1200000 per annum
- LocationHong Kong
- Job type Permanent
- DisciplineBanking & Financial Services
- ReferenceBBBH248308_1620358915
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VP, Regulatory Compliance (Asset Management)
Job description
Responsibilities
In a team of 4, overlook HK SFC regulatory compliance as advised by the Head of Compliance
Participate in major compliance projects and perform licensing
Monitor PAD, Gift and Entertainment and other conduct activities
Review marketing materials advise business on new AML/Regulatory requirements
Requirements:
University graduate from a related discipline
Minimum of 8 years compliance experiences preferred within leading FIs
Exposure to retail and institutional funds will be given priority
Strong command of English and Chinese
Contact Elaine CHU on (852) 3103 4366 or elaine.chu@ambition.com.hk / APPLY NOW by clicking the button below