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Regulatory reporting consultant, up to 63K, banking

Job description

Our client is a well-known private bank based in the US. They now look for a new teammate to join their middle-office team to assist wit their transaction reporting duties.

Job Responsibilities:

  • Responsible for submissions of regional transaction reporting obligations to the respective authorities (HKMA & SAP)
  • Further enhance the control framework around transaction reporting processes
  • Provide analytical support to regulatory change projects.
  • Act as the link between business requirements and technology solutions.
  • Co-ordinate testing support to regulatory change projects with local SMEs.
  • Work with Traders and Salespeople to work through potential trade issues and violations.
  • Work with Compliance and Legal team partners on rule interpretations for regulatory change.
  • Present in Senior Stakeholder meetings & forums

Job requirement:

  • Knowledge of transaction reporting operations with HKMA/MAS
  • Ability to understand and translate regulatory rule changes and map to requirements.
  • Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
  • Experience of working with project stakeholders to deliver change. Proven track record of process improvements and project delivery.
  • Solid communication and organizational skills - to work with local and remote Operations, Technology and Compliance stakeholders.

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