Head of Compliance

Key Responsibilities

• Ensure MAS licensing obligations are met and local compliance policies remain aligned with global standards.
• Offer clear, actionable compliance guidance to business leaders on regulatory developments and daily queries.
• Partner with business teams to review new initiatives and address compliance requirements promptly.
• Prepare board and committee materials, along with monthly compliance reports for Global Compliance.
• Implement monitoring plans and review marketing and distribution activities for regulatory adherence.
• Manage compliance breaches and assist with remediation efforts.
• Deliver compliance training for new hires and refresher sessions for existing staff.

Key Qualifications

• Minimum 5 years of compliance experience within asset management or investment firms.
• Strong knowledge of fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).
• Solid understanding of risk management, internal controls, and compliance frameworks.
• Ability to simplify complex compliance concepts for non-specialist audiences.
• Exceptional attention to detail, problem-solving skills, and ability to work independently.
• Comfortable collaborating with diverse teams and stakeholders.
• Quick learner with strong prioritization skills suited for a short-term assignment.
• Regional office experience is an advantage.