Client Onboarding (KYC/AML) - Analyst/Associate level

Job Duties:

· Ensure timely, accurate CDD reviews and risk assessment of new accounts, existing accounts, screening of counterparties, tracking, escalation and resolution of CDD deferrals.

· Deliver on the internal customer experience while maintaining the highest standards of CDD/KYC.

· Assist in conducting AML periodic risk assessment reviews and communicating results to both internal and external stakeholders where applicable.

· Handle various client checks including KYC, AML, World Check, CRS and FATCA Check.

· Ensure full compliance of all applicable regulations, AML policies and procedures when carrying out job duties as stipulated.

· Timely escalation of issues (relating to on-boarding) to supervisor.

· Perform adhoc project work as identified.

Requirements

· Degree holder (or above)

· Strong and in-depth knowledge of client onboarding process, KYC, AML, documentation, regulations and market standards, having knowledge and experience on serving Brokerage and Investment banking clients will be an advantage.

· Good knowledge of MS Office applications.

· Strong organizational abilities and capacity for team collaboration.

· Attention to detail and effective communication skills.

· Ability to multi-task and prioritize issues.

· Candidate with less experience may be considered as Analyst, Operations.