Associate/ Senior Associate, Control Room Compliance (IBank)

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$30000 - HK$40000.00 per annum
REF: BBBH238349_1575448273

Our client is an investment bank in Hong Kong. They are looking for a Control Room. Compliance for their investment bank.

Responsibilities:

  • Responsible for all daily and main control room functions
  • Handle compliance matters related to corporate finance and global markets
  • Participate in compliance review, conflict checks and placing transaction review
  • Liaise with back office and research department for compliance related issue
  • Provide updates and training to colleagues for compliance policies and rules

Requirements:

  • University graduated in bachelor's degree in law, Accounting, Business or related discipline
  • 3 years' experience in compliance in bank, securities or asset management
  • Knowledgeable in investment bank or control room regulations
  • Proficient in English and Chinese

Interested parties, please click "APPLY NOW" or send your application to anthony.chan@ambition.com.hk or contact at Anthony Chan +852 3103 4363

www.ambition.com.hk

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