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Associate/ Analyst Operations

Job description

Responsibilities

  • Perform timely and accurate Customer Due Diligence (CDD) reviews, including risk assessments for new and existing accounts, counterparty screening, and resolution of CDD deferrals.
  • Maintain high standards of CDD/KYC while delivering quality internal service.
  • Assist with periodic AML risk assessments and share findings with relevant stakeholders.
  • Carry out client checks such as KYC, AML, World-Check, CRS, and FATCA validations.
  • Ensure compliance with applicable regulations, AML policies, and internal procedures.
  • Escalate onboarding-related issues promptly to supervisors.
  • Contribute to ad hoc projects as required.

Requirements

  • Bachelor's degree or above.
  • Solid understanding of client onboarding, KYC, AML, documentation standards, and regulatory requirements; experience with brokerage or investment banking clients is advantageous.
  • Proficiency in MS Office applications.
  • Strong organizational skills and ability to work collaboratively.
  • Detail-oriented with effective communication skills.
  • Ability to manage multiple priorities efficiently.