Senior Compliance Analyst, up to 60K

Job Responsibilities:

• Responsible for submissions of regional transaction reporting obligations to the respective authorities (HKMA & SAP)
• Further enhance the control framework around transaction reporting processes
• Provide analytical support to regulatory change projects.
• Act as the link between business requirements and technology solutions.
• Co-ordinate testing support to regulatory change projects with local SMEs.
• Work with Traders and Salespeople to work through potential trade issues and violations.
• Work with Compliance and Legal team partners on rule interpretations for regulatory change.
• Present in Senior Stakeholder meetings & forums

Job Qualifications:

• Knowledge of transaction reporting operations with HKMA/MAS
• Ability to understand and translate regulatory rule changes and map to requirements.
• Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
• Experience of working with project stakeholders to deliver change. Proven track record of process improvements and project delivery.
• Solid communication and organizational skills - to work with local and remote Operations, Technology and Compliance stakeholders.

If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.hk/refer-a-friend