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Our client is an full SFC license corp in Hong Kong. They are looking for a compliance assistant to join their compliance team. Responsibilities: Assist in compliance, risk monitoring and internal control reviews Handle day-to-day compliance tasks and make sure the company is complying with the S...
Risk and Compliance Assistant (Law firm) Our client is an international law firm. They are looking for a Risk and Compliance candidate to join their team. Responsibilities: Conduct CDD, AML and KYC for new account opening in accordance with the firm's guidelines and statutory regulations Dealing ...
Hands-on Senior Mandate Growing HK Virtual Bank Must Speak English, Cantonese & Mandarin Since its establishment, one of our virtual banking clients have continued to push their growth in the hong Kong market. Due to some internal movements, my client is looking for a seasoned Finance professiona...
Our client is a well recognised bank who is looking for a Customer Services Officer to join their team Responsibilities Provide one-stop service to credit card customers by handling phone enquiries and processing applications to enhance customer experience Implement customer retention programs an...
Established International Group EXCLUSIVE Newly Created Mandate Multi-Asset Investment Portfolio One of our key clients, an established international group has created a Financial Controller position for their Family Office outfit to focus on their investment business. This role is based in Hong ...
Our client, a leading Chinese asset manager is looking for a VP/ Director, Institutional Sales to assist in their expanding business. Responsibilities: Develop and drive revenue with a focus on institutional for both non-Chinese and Chinese institutions Develop sales strategy and build solid inst...
Our client, a leading foreign and regional group, is looking for a VP/ D, Compliance for their private equity space. Responsibilities: Provide advisory compliance on Private Equity business and other businesses if needed Advise on business laws from SFC and other regulators for APAC region Assist...
Our client is a global asset management. Due to expansion, they are looking for an investment compliance associate to join the team. Responsibilities: Conduct pre-trade and post-trade compliance monitoring Ensure relevant investment restrictions are coded on Bloogberg AIM Perform trade surveillan...
Our client is a securities firm with SFC 1,2,4,5,6,9. They are looking for an Operational Risk Manager to join their team. Job Responsibilities: Provide operational risk advise and management to business units Review and update and provide recommendations to identify for operational risks and con...
IT Internal Auditor Our client is a Top-tier bank in Hong Kong. They are looking for an IT internal aduitor to join their team. Responsibilities: Assist the Head of Audit Prepare for audit plan and reports and investigation findings Cooperate and coordinate with teammates and other department Ens...
Our client is an Investment Bank in Hong Kong. They are looking for a company secretary to join their team. Responsibilities: Handle full set of company secretarial duties by complying the rules and regulatory of Hong Kong Responsible for annual documents, filings, maintain corporate secretarial ...
Our client is an full SFC license corp in Hong Kong. They are looking for a compliance assistant to join their compliance team. Responsibilities: Assist in compliance, risk monitoring and internal control reviews Handle day-to-day compliance tasks and make sure the company is complying with the S...
Internal Audit, Assistant Manager/ Manager Our client is a Retail and Commercial bank. Due to expansion, they are looking for an Internal Audit candidate to join their team. Job Responsibilities Assist and support for the Head of Internal Audit To be an audit-in-charge and prepare and execute for...
Our client, a reputable investment banking group, is looking for a CRO to join their team. Responsibilities: Responsible for the overall firm's risk level and quantify risk limits Implement strategy to mitigate risks and lead the department to ensure a solid risk culture Oversee risks including, ...
Credit Approval Manager, Commercial Banking Our client is a sizable banking group with a diverse business in Hong Kong. They are currently expanding the team and looking for a Credit Manager for their Commercial Banking business. Reporting to the Head of Commercial Credit Approval, you will be re...
Our client, a leading investment bank, is looking for an ED, Regulatory Compliance to assist their growing business. Responsibilities: Assisting the Head of Compliance, the successful candidate will be providing compliance advisory to Sales and Trading desks and their support functions Review new...
Our client, a leading PRC investment banking group, is looking for a Manager, Regulatory Compliance to join their expanding team. Responsibilties: Ensure the company's policies and procedures adheres to regulatoy requirements Review and maintain compliance related policies and manuals Provide com...
Our client, a leading corporate retail bank, is looking for a Head of Operational Risk to join their high caliber team. Responsibilities: Maintain the operational risk management related policies and guidelines and implement risk tools to monitor risk controls of the bank Lead and design risk fra...
Our client is a well-established banking group with diversified businesses in Wealth Management, Corporate, Private and Consumer banking. With their continuous expansion in their consumer banking business, an excellent opportunity has arisen for a high-calibre customer analytics professional to j...
Our client is a sizeable Chinese financial institution with diversified businesses. With their continuous expansion in their asset management business, an excellent opportunity has been created for a high-calibre product development professional to join their institutional business. Report direct...