VP, Compliance

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Up to HK$60000.00 per annum
REF: BBBH233489_1559288254


Our client, a leading full licensed SFC Firm, is looking for a high caliber VP to join their compliance team.

Responsibilties:

Managing licensing matters with SFC and answer relevant enquiries

Act as point of contact with regulatory bodies such as SFC and HKEx

Provide compliance advice to management and monitor complaint handling processes

Assist the Head of Compliance with ad hoc compliance reviews

Keep abreast local regulatory rules and maintain up to date knowledge on SFC Ordinances

Requirements:

University graduate from a related discipline

5+ years of compliance experience within a brokerage, asset management or banking group

High ethics with a strong sense of responsibility

Excellent command of written and spoken English and Chinese