SVP, Regulatory Compliance

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$1000000 - HK$1200000 per annum
REF: BBBH234454_1573035425

Our client, a leading financial institution with SFC Typed Licenses (1, 2, 4, 5, 6, 9) is looking for a SVP, Regulatory Compliance for their expanding team.


Review and comment on compliance manuals and handle SFC enquiries/ investigations

Prepare regulatory requirements and assign relevant obligations to different business units

Provide business units regulatory advice and conduct monitoring

Draft, revise and update compliance manuals as required

Handle other ad hoc requests as assigned by the Head of Compliance


Degree holder in a related discipline

8 years of compliance experiences from financial institutions or SFC

Familiar with SFC regulations

Strong analytical and communication skills

Good command of English and Chinese (Putonghua included)