SFC Type 1, 4 Responsible Officers (RO)

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$650000 - HK$800000 per annum
REF: BBBH242360_1589783670

Our client, a leading fintech company is looking for a Type 1, 4 RO (Unconditional) to join their expanding team.


Assist in the SFC license application and setting up the process to ensure they adhere to SFC requirements

Act as the Responsible Officer and carry out compliance functions

Implement business strategies and provide stakeholders with directsion

Handle any other ad-hoc duties as required


Degree holder in a related discipline

Good command of English and Chinese (Mandarin and Cantonese)

Minimum of 5 years dealing in securities and futures

Previous working experience from a banking group is an asset

Interested parties, please click "Apply Now" or send your application directly to elaine.chu@ambition.com.hk