Sales Risk Control, Private Banking

Location: Admiralty, Central and Western District
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$20000.00 - HK$28000.00 per month
REF: AS00045531_1504523935

Our client is a fast-growing international private bank. They are currently seeking an officer to senior officer level to join their assurance team for the business unit. This is an exciting opportunity for the candidate who has strong private banking product knowledge and also experience in doing call monitoring. This role will focus on suitability testing and also prepare monthly reports to senior management.

Directly reporting to the team manager, this role will perform call monitoring to ensure all the advisory services are conducted under the compliance policy. You will take part in investigating the root causes and suspicious cases.

To qualify, individuals must possess:

  • At least 2 years' experience in operational risk, quality assurance, sales assurance or control for PB / Wealth Management / Fund house / financial institutions
  • Bachelor degree in Finance/ Risk or other related disciplines
  • Good knowledge of the local regulatory and legal requirement
  • Experience in conducting product assurance, suitability testing or call monitoring
  • Good communication skills, able to work under stress and deal with different stakeholders
  • Good command of both written and spoken English and Chinese

Contact Janae Chan on (852) 3103 4366 or click APPLY NOW