Risk Control Analyst, Investment Bank, 25k

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Contracting
Salary: Negotiable
REF: BBBH218799_1519092706

Our Client is one of the Global Investment Banks who is looking for a Risk and Control Analyst to join their team

Key Responsibilities

  • Minimize/optimize all relevant types of risk within my area of responsibility (market, credit, operational incl. legal & compliance, liquidity and reputational risk)
  • Foster an open dialogue regarding risks and incidents, challenge existing processes, and actively promote (reward) self-identification of risks
  • Ensure to consider risk and compliance aspects when making strategic business decisions
  • Actively create awareness of risk and compliance topics within my area of responsibility
  • Drive and promote a proactive risk management culture and conduct across my Business as well as the Bank
  • Maintain an effective control environment and execute and document operational and - where applicable -supervisory controls according to PB Division standards; ensure proper follow-ups to performed controls, where required
  • Ensure adherence to local and global standards related to the Advisory Process and the Investment Suitability (IS) Framework, in particular:
    o Proper documentation of IS requirements
    o Comprehensive IS profiles for all clients
    o Pre-Trade Disclosures as applicable
    o Treatment of volatility and concentration risk
    o Monitoring of risk consumptions versus budget


  • Academic/working background related to business/finance/economics would be preferred
  • Prior Private Banking experience a strong advantage along
  • Must have past control and monitoring experience or transaction monitoring
  • Candidate with Investment Suitability experience are preferred
  • Open to candidates with a surveillance background
  • Open to candidates with an Audit background if they have PB experience
  • Must be familiar with Excel - V lookups etc.
  • Must speak Cantonese and understand Mandarin

Contact Belinda Chan on (852) 3103 4313 or APPLY NOW by clicking the button below


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