Risk Control Analyst, Investment Bank, 25-30k

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Contracting
Salary: Negotiable
REF: BBBH218799_1517803172

Our Client is one of the Global Investment Banks who is looking for a Risk and Control Analyst to join their team

Key Responsibilities

  • Based on Regulatory review requirements, to provide support and perform review on related subjects
  • Ensure adherence to local and global standards related to the Advisory Process and the Investment Suitability (IS) Framework, for example but not limited
  • a. Review proper documentation of IS requirements
  • b. Comprehensive IS profiles for all clients
  • c. Pre-Trade Disclosures as applicable
  • d. Assess transaction end to end suitability requirements adherence

Requiemtns:

  • Academic/working background related to business/finance/economics would be preferred
  • Prior Private Banking experience a strong advantage along
  • Must have past control and monitoring experience or transaction monitoring
  • Candidate with Investment Suitability experience are preferred
  • Open to candidates with a surveillance background
  • Open to candidates with an Audit background if they have PB experience
  • Must be familiar with Excel - V lookups etc.
  • Must speak Cantonese and understand Mandarin

Contact Belinda Chan on (852) 3103 4313 or APPLY NOW by clicking the button below

www.ambition.com.hk

Data provided is for recruitment purposes only