Responsible Officer (Type 9)

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH231950_1556163824

Responsibilities:


Act as a Responsible Officer to faciliate SFC Type 9 regulated activities

Assist in SFC license application in preparing and setting up process, operations and infrastructure of the team

Management daily operations to ensure regulatory compliance

Strategy development and execution of business plans to achieve targets

Requirements:

Type 9 Registered RO Unconditional

University graduate in a related discipline or equivalent

Knowledge of AML/KYC

Good command of written and spoken English and Chinese (Mandarin also highly preferred)