Responsible Officer - SFC Type 4, 9

Location: Hong Kong Island, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH235717_1565849912


Our client, a leading PRC Asset Management is looking for a RO Type 4,9 to join their high caliber team.


Job Responsibilities:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 9 regulated activities and SFC key investment personnel which possess at least five years investment experience managing unit trusts or other public funds with reputable institutions
  • Participate in networking activities to enhance clients and formulate strategies
  • Be abreast SFC regulations and licensing matters
  • Work with sales team to identify new product opportunities

Job Requirements:

  • Degree Holder in Finance or Business related disciplines.
  • Minimum 3 years of solid experience in asset management relating to portfolio management and fund operation and product development.
  • Holder of SFC Type 4, 9 Licenses
  • Sound knowledge of SFO regulations and guidelines
  • Proficiency in written and spoken English and Chinese (including Mandarin)