Manager, Investment Compliance

Location: Hong Kong Island, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH232140_1566810262


Handle guidance/ advisory and provide training to front office investment portfolio

Conduct pre/ post trade monitoring using Bloomberg AIM

Familiar with regional investment restrictions and participate in new product launches when required


Degree in a related discipline

CPA or FRM qualification preferred

Minimum of 5 years investment compliance from asset management firms

Good written and spoken command of English and Chinese