Investment Compliance

Job Duties

• Monitor and identify potential breaches of investment mandates, regulatory requirements, internal policies, and risk limits to ensure fund portfolios remain compliant with industry standards and governance frameworks.
• Design, enhance, and maintain compliance monitoring tools and controls to support evolving market conditions and the introduction of new financial products and instruments.
• Prepare and analyze reports on asset allocation, derivative exposures, and investment activities to ensure adherence to regulatory requirements and internal investment guidelines.
• Conduct reconciliations and reasonableness checks on Net Asset Value (NAV) calculations to ensure the accuracy and integrity of fund valuations.
• Assist in overseeing investment compliance and risk monitoring activities, providing timely escalation and resolution of identified issues.
• Utilize knowledge of exchange-traded and over-the-counter (OTC) derivatives to support monitoring, valuation, and compliance-related assessments.