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- Posted 15 June 2021
- SalaryHK$13000 - HK$20000 per month
- LocationHong Kong
- Job type Permanent
- DisciplineBanking & Financial Services
- ReferenceBBBH238992_1623740432
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General Compliance, Assistant/ Officer (SFC)
Job description
Our client is an full SFC license corp in Hong Kong. They are looking for a General Compliance, Assistant Manager to join their compliance team.
Responsibilities:
- Assist in compliance, risk monitoring and internal control reviews
- Provides consultation to local, overseas and China offices on SFO regulatory and compliance issues
- Handle day-to-day compliance tasks and make sure the company is complying with the SFC regulations and rules
- Provide compliance advisory to the business unit
- Monitor the trading patterns of the targeted SFC license representatives
Requirements:
- Degree Holder in Accounting, Finance, Law or related disciplines
- 1 year experience in banking or securities or brokerage
- Proficient in English and Chinese