Deputy Head of Compliance (Regulatory Compliance)

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$1000000 - HK$1300000 per annum
REF: BBBH238210_1586416388

Our client, a leading asset manager, is currently expanding their team and looking for a Deputy Head of Compliance to assist the firm's business.

Responsibilities:

Handle and review enquiries from regulators and demand for information

Handle license applications and maintenance while providing compliance advice to different business departments

Act as a major stakeholder and analyze potential impact on regulatory trends

Provide training on general compliance and promote compliance awareness across various business units

Candidates with experience on global market products will be preferred

Requirements:

Bachelor's degree in a related discipline, with qualifications such as FRM, CPA preferred

At least 8 years of relevant experience in general and regulatory compliance

Solid people management and communication skills

Interested parties, please click "Apply Now" or send your application directly to elaine.chu@ambition.com.hk