Compliance, Senior Manager , Selling process

Location: Hong Kong Island, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$50000.00 - HK$80000 per month
REF: BBBH217816_1514973306

Our client is a sizable bank with diversified businesses in HK servicing retail, high-net-worth, corporate and institutional clients. They are currently looking for a Senior Manager / Manager to join their compliance team in doing compliance review and monitoring.


Working along with the business, you will be advising and reviewing the rules on selling process on different types of investment products including insurance and mpf products. This role will advise on monitoring the complaint handling process and enhance the process. Experience on licensing will be an advantage too.


To qualify, individuals must possess:

  • A university degree in Law, Finance, Business Administration or relevant discipline
  • At least 8 years' experience in Compliance, selling process control , audit in banks / financial institutions
  • Great communication skills to work with Sales and Risk
  • Good command of English and Cantonese
  • Knowledge and experience in controlling selling process of investment, insurance or mpf products


Contact Janae Chan (852) 3101 4366 or click APPLY NOW button. www.ambition.com.hk

Data provided is for recruitment purposes only.