Compliance Officer- Investment Bank, 40-45k Start ASAP

Location: Kowloon, Hong Kong
Contract Type: Contract
Specialisation: Banking & Financial Services
Salary: HK$30000 - HK$35000 per month
REF: 000010_1501233337

Our Client is one of the Investment Banks and is looking for a Compliance Officer to join their team.

Responsible for developing, implementing and administering all aspects of a company's compliance management program. Manages all compliance and risk operations while maintaining all compliance-related company policies and procedures.

Job Responsibilities:

  • Ensures quality and compliance of work as established by company policy and procedures.
  • Develops and implements formal and informal training programs to ensure adherence to compliance standards.
  • Prevents unethical, illegal or improper activity and conduct
  • Interacts with internal and external customers, communicating issues regarding compliance.


  • Experience in legal/compliance/audit with a global financial services organization.
  • Working knowledge of federal banking regulations.
  • Excellent writing and speaking skills.
  • Ability to work on multiple tasks concurrently.
  • Bachelor's degree in Accounting, Business, Finance or related field required.
  • 5-7 years experience required.

Contact Belinda Chan on (852) 3103 4313 or APPLY NOW by clicking the button below

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