Compliance Manager (SFC Type 4 and 9)

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$40000.00 - HK$60000.00 per annum
REF: BBBH228126_1542881124

Compliance Manager (SFC Type 4 and 9)
Our client is a international asset management firm in Hong Kong. They are looking for a Compliance Manager to join their team.
Reporting to the Head of Legal and Compliance directly, the role will be responsible for provide advice and review for the compliance process, policies and the regulatory related to Type 4 and Type 9 license.Also, responsible for maintain and enhance for AML system.

  • University graduated in related discipline
  • 5-10 years' experience in asset management compliance industry
  • Familiar with fund products
  • CPA holder is an advantage
  • Proficient in English and Chinese

Interested parties, please click "APPLY NOW" or send your application to or contact at Anthony Chan +852 3103 4363
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