Compliance Manager - Securities firm (SFC Type 1,2,4,9)

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH233548_1559544699

Our client is a well-known Securities firm(SFC Type 1,2,4,9) with a strong presence in Hong Kong. They have vast streams of businesses and continue to grow rapidly.

Due to expansion, they are now seeking for high calibre candidates to join their Compliance team.


  • Key person to handle requests from Headquarter and prepare regular compliance management reports
  • Develop, implement and execute the compliance training program
  • Perform compliance monitoring and investigation
  • Project lead for status reporting, tracking of task progress and etc.


  • Strong analytical and Chinese writing skills
  • Fluent spoken Mandarin and English
  • Degree holder in law is a strong plus
  • at least 4 years of experience in related work (preferably in Chinese financial institutions)

Interested parties, please contact Winnie Shi @ (852) 3103 4321 / or APPLY NOW by clicking the button below