Compliance Manager (Private Equity)

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Up to HK$50000.00 per month
REF: BBBH231304_1556605352

Responsibilities:

  • Provide advice to investment professionals regarding compliance related
    matters;
  • Implement and review the current compliance procedures such personal
    account dealing, conflicts of interest policy, and order execution policy;
  • Ensure oversight of staff adherence to policies such as personal dealing and
    provision of training to staff on policies
  • Assist in providing updated for board meetings and generally tracking of
    regulatory developments.;
  • Providing compliance and regulatory advice and ensuring that all compliance and regulatory requirements in relation to its Type 4 and Type 9 licenses

Requirements:

  • University degree from a related discipline
  • 5 years compliance experiences within a reputable asset management firm
  • Good command of spoken and written English and Chinese