Compliance Manager, International Financial Service

Location: Admiralty, Central and Western District
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$30000.00 - HK$50000.00 per month
REF: AS00041011_1504524951

Our client is an international financial company with branches in HK, the UK and the US. They are looking for a compliance manager to join in the team with all rounded experience in compliance/operation control. Due to business expansion, the candidate with trade surveillance experience on equities market will be highly preferred. The team structure is flat and reporting to the Director. This role will be involved in client on boarding, KYC, general compliance function in dealing with SFC and HK Exchange and Clearing.

To qualify, individuals must possess:

  • A university degree with a relevant professional qualification
  • At least 3 years' compliance experience in securities/asset management / financial group
  • Strong understanding of regulatory requirements and compliance process
  • Additional knowledge of drafting and communicating in Chinese will be an advantage
  • Excellent communications skills with fluency in English, Cantonese, and Mandarin
  • Open to candidate with relevant experience on Exchange Traded Fund, Futures, and Options and interested to step into Compliance

Contact Janae Chan (852) 3103 4366 or click APPLY NOW button.