Compliance Manager, Asset Management

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH231976_1556597215

Responsibilties:

Ensure company compliance policies, internal control procedures fufill regulatory requirements

Act as a point of contact for regulatory bodies

Perform KYC checks and reviews for clients and stakeholders as required

Provide advice on compliance issues such as licensing and CPT training

Perform ad-hoc projects or any other duties as assigned by Head of Compliance

Requirements:

Bachelor degree or above in a related discipline

Minimum 8 years legal and compliance experience within an SFC authorized firm

Strong problem solving ability with good command of written and spoken English and Chinese