Compliance Manager - Asset Management
Our client is a sizable financial group with SFC type 1,2,4,6,9 businesses with a strong presence in Hong Kong. They have vast streams of businesses and continue to grow rapidly. Due to expansion, they are now seeking for high calibre candidates to join their compliance team. Reporting to the Head of Compliance directly, the role will be assisting on regulatory compliance matters including regulatory reporting, policy reviews. The role will involve in compliance monitoring for marketing materials and cover AML/ KYC review. The role will be liaising closely with SFC and businesses.
To qualify, individuals must possess:
* A Bachelor's degree in related disciplines
* Minimum 4 years of experience working in compliance / audit / risk management function for asset management
* Fund product knowledge is a must (Mutual Fund, MRF, Private funds, MPF or other retirement funds)
* Good command of written and spoken English and Mandarin is advantageous
Contact Winnie Shi on (852) 3103 4321 or APPLY NOW by clicking the button below