Compliance Associate, Reputable Brokerage

Location: Admiralty, Central and Western District
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$15000 - HK$25000.00 per month
REF: AS00044915_1501233951

Our client is a well-known brokerage financial services and they are currently expanding the team and looking for an experienced compliance candidate to join their team.

Reporting directly to the Manager of the compliance team, you will be handling compliance related work includes dealing with SFC licensing, regulatory compliance and also AML AML related roles. You will be liaising and communicate with relevant regulators on a regular basis.

To qualify, individuals must possess:

  • At least 1-year experience in compliance in brokerage/asset management/financial services
  • Bachelor degree in Law / Account and Finance / Risk or related disciplines
  • Great common in both Chinese and English ( including Mandarin )
  • Experience in working in financial service
  • Fresh graduate will not be considered

Contact Janae Chan on (852) 3103 4366 / or click APPLY NOW

Data provided is for recruitment purposes only.