Compliance Associate, Private Wealth Management
Our client is a top tier international private wealth management bank in HK. They are currently expanding the regulatory compliance team and looking for an experienced compliance officer who has experience from audit / compliance / operational risk / operation focusing in PWM to join the team.
Reporting to the team Director, you will be providing compliance advisory to the business in terms of regulatory, policy issue. The role will be covering product suitability, client background assessment and risk profile. The role will help in maintain and improve the compliance framework.
To qualify, individuals must possess:
- A university degree with a relevant professional qualification
- At least 5 years' compliance experience in compliance or operational risk / operation / audit for private wealth management
- Strong understanding of regulatory requirements
- Excellent communication skills with fluency in English and Mandarin
- Team management experience is a plus
Contact Janae Chan (852) 3103 4366 or click APPLY NOW button. www.ambition.com.hk
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