Compliance Associate, Private Wealth Management

Location: Hong Kong, Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$40000 - HK$70000 per month
REF: BBBH220991_1523685640

Our client is a top tier international private wealth management bank in HK. They are currently expanding the regulatory compliance team and looking for an experienced compliance officer who has experience from audit / compliance / operational risk / operation focusing in PWM to join the team.

Reporting to the team Director, you will be providing compliance advisory to the business in terms of regulatory, policy issue. The role will be covering product suitability, client background assessment and risk profile. The role will help in maintain and improve the compliance framework.


To qualify, individuals must possess:

  • A university degree with a relevant professional qualification
  • At least 5 years' compliance experience in compliance or operational risk / operation / audit for private wealth management
  • Strong understanding of regulatory requirements
  • Excellent communication skills with fluency in English and Mandarin
  • Team management experience is a plus

Contact Janae Chan (852) 3103 4366 or click APPLY NOW button. www.ambition.com.hk

Data provided is for recruitment purposes only.