Compliance Assistant Manager/Manager, SFC type 1,4,6,9

Location: Hong Kong
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: HK$30000.00 - HK$50000.00 per month
REF: BBBH242477_1590464878


  • Assist in compliance policy, risk monitoring and internal control reviews
  • Handle day-to-day compliance tasks and make sure the company is complying with the SFC regulations and rules
  • Provide compliance advisory to the business unit
  • Responsible for compliance function for restricted list, AML checking, handling wall crossing and compliance review
  • Work with Group Legal and Group Compliance on compliance projects


  • University graduated in Law/ Finance or other related disciplines
  • 2 years' experience in compliance or regulatory in financial institution
  • Proficient on English and Chinese

Interested parties, please click "APPLY NOW" or send your application to or contact at Anthony Chan +852 3103 4363

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