Compliance Analyst (6 months), US MNC, 33k+

Location: Central and Western District, Hong Kong
Contract Type: Contract
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH217439_1513078259

Company Background
Our Client is an US investment company, one of the largest investment company in the world. They are looking for an experience candidate to join the compliance team due to the rapid expansion in Asia.


  • Report to Head of Compliance, Asia
  • Assist in, and provide support to the execution of Compliance Monitoring Program
  • Liaise with China team for marketing presentation and review relevant material for social media usage
  • Handle SFC licensing matters, CPT fulfillment, FRR and ARR
  • Support internal due diligence by reviewing and summarising personal account activities transactionreview
  • Provide support in compliance filing system
  • Ad hoc duties as requested

Must have Qualifications

  • Bachelor Degree in Economics/Business/Law/Accounting or relevant disciplines
  • 3 years compliance experience with at least 1 year experience in an Asset Management firm with Hong Kong License
  • Fluent close to native level Mandarin (to liaise with China team)

Additional Qualifications

  • Excellent in communication skills
  • Detail-oriented, with a can-do attitude
  • Strong written and verbal communication in both English and Chinese
  • Efficient worker and able to work under stress and fast-paced environment