Client Onboarding/ KYC/ CDD Officer, 25k, Investment Banking

Location: Hong Kong, Hong Kong
Contract Type: Contract
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH218102_1523356488

Our Client is one of the well recognised Investment Banks who is now looking for a Client Onboarding Officer to join their team

Responsibilities:

  • Responsible for client communications and query management.
  • Responsible for verification of Client data.
  • Responsible to create, validate and classify client for FATCA.
  • Compare KYC related data with FATCA documents and escalate if any discrepancies found.
  • Verifying FATCA documentation of the Clients to be adopted/reviewed
  • Handle all customer- and contract related processes regarding request, verifications and modifications
  • Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policies
  • Ensure effective and even distribution of workload on daily basis
  • Prepare team members for Audit and ensure process readiness for Audits (Update KOP's)
  • Handle one level escalation, for process related issues
  • Liaise with FATCA programme team to share any risks/ issues and involve in planning risk mitigations/ workarounds.

Requirements:

  • Around 3 years relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc.
  • Good knowledge of Control, Compliance, Investigation/chasing functions in banks
  • Good Knowledge of AML/KYC regulations (FATCA etc.)
  • Good in interpreting regulatory guidelines and assessing risk scores and entity types
  • Good in identifying trends and inconsistencies
  • Good understanding of end to end KYC process

Contact Belinda Chan on (852) 3103 4313 or APPLY NOW by clicking the button below

www.ambition.com.hk

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