Banking - Regulatory Specialist

Responsibilities:

• Handle and respond to document and information requests from Law Enforcement Agencies, regulators, and government authorities in accordance with legal and regulatory requirements.
• Retrieve, review, and prepare documents and data from internal systems for regulatory and investigative inquiries.
• Process customer record retrieval requests and prepare bank confirmation documents for auditors.
• Prepare correspondence and provide timely responses to external authorities regarding information requests.
• Liaise with internal stakeholders and external agencies to facilitate the accurate and timely submission of required information.
• Maintain proper records of requests, communications, and supporting documentation.
• Support regulatory reporting activities and provide ad hoc assistance on compliance-related matters as required.

Requirements:

• Prior experience interacting with Law Enforcement Agencies preferred
• Relevant experience in compliance, legal or government administrative environment
• Fluent English and Cantonese